News results for Compliance, Legal and Regulation

Compliance
January 4, 2021

Compliance Corner: China, VS Partners

The latest compliance news: regulatory developments, punishments, guidance, permissions and new

Compliance
December 24, 2020

Singapore's Regulator Cools Fears Over New Financial Data Exchange

SGFinDex is a public digital infrastructure which uses national digital identities and a centrally

Compliance
December 24, 2020

Compliance Corner: China, Mauritius

The latest compliance news: regulatory developments, punishments, guidance, permissions and new

Compliance
December 23, 2020

How China's Ma Tried To Save Ant Group IPO - Report

Ant Group is involved in a number of areas, including - by certain definitions - wealth management

Compliance
December 22, 2020

Compliance Corner: Danske Bank, Charles Schwab

The latest compliance news: regulatory developments, punishments, guidance, permissions and new

Comment & Analysis results for Compliance, Legal and Regulation

Compliance
December 21, 2020

Compliance Corner: MAS, China

The latest compliance news: regulatory developments, punishments, guidance, permissions and new

Compliance
December 18, 2020

SEC, Massachusetts Turn Fire On Robinhood

Robinhood, a trading platform that said it did not charge commissions, agreed to pay $65 million to

Compliance
December 17, 2020

Compliance Corner: Financial Conduct Authority, Crypto Assets

The latest compliance news: regulatory developments, punishments, guidance, permissions and new

Compliance
December 15, 2020

Compliance Corner: FINMA, REYL & Cie

The latest compliance news: regulatory developments, punishments, guidance, permissions and new

Compliance
December 14, 2020

US Lawmakers Vote To Ban Anonymous Shell Companies

The US Senate has voted to enact legislation that will tighten rules on beneficial ownership